Process Expert
- Full time
- Mumbai IN
- @TCS
Job Detail
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Job ID 9466
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Career Level Others
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Experience 6-8 Years
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Industry Banking
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Qualifications Degree Bachelor
Job Description
About The Job:
- Role: Process Expert
- Location: Mumbai
- Experience: 2-8 yrs
Job Description:
- Good knowledge & Understanding of AML/KYC /BSA/UK/EU regulations) and other local act regulatory requirements across geographies.
- Hands on experience on working on any regulatory requirements such as DFA, EMIR, MIFID, FATCA, CRS, SFTR, HKMA and MAS.
- Good Knowledge and understanding of Capital Markets products and services such as Fixed Income, Equities, FX, Derivatives, commodities, CDO, DCM.
- Assess the client data and documents to identify if the client meets regulatory requirements across jurisdictions
- Review if all the necessary document, static data and corresponding evidences are on file to comply with regulatory requirement.
- Strong collaborative abilities with various banking business areas Sales/Relationship Managers, Compliance & Audit teams.
- Check for correctness, including validation of client and completeness of documents received against existing regulations.
- Remediate the findings in line with bank’s policies and procedures.
- Reports compliance & control exceptions and deficiencies to the Managers.
- Develop expert knowledge in regulatory requirements, processes, and systems across global jurisdictions, Perform reconciliation and exception management as per the various regulatory requirements.
Skills:
- Communication skills
- Regulatory Expert
Recommended Certification: Certification in AML-KYC Compliance
