Investment Compliance
- Full time
- Bangalore IN
- @Acuity Knowledge Partners
Job Detail
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Job ID 6476
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Career Level Others
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Experience 2-4 Years
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Industry Finance
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Qualifications Degree Bachelor
Job Description
About The Job:
- Role: Investment Compliance
- Experience: 2-4 yrs
- Location: Bangalore
- Notice Period: Immediate Joiners
Job Description:
- Prepare and deliver regular compliance reports to clients, highlighting any issues and the actions taken to address them.
- Develop and maintain reporting templates that meet client specifications and regulatory standards.
- Ensure reports are accurate, comprehensive, and delivered within agreed-upon timelines.
- Serve as a point of contact for clients regarding compliance-related inquiries and reporting.
- Communicate effectively with clients to understand their needs and to explain complex compliance issues understandably.
- Work closely with portfolio managers, traders, and other internal teams to ensure a cohesive approach to compliance.
- Provide support during client onboarding by setting up compliance rules and reporting frameworks.
- Assist in the development and implementation of compliance policies and procedures.
