Capital Markets Surveillance Analyst
- Full time
- Mumbai IN
- @Teamware Solutions
Job Detail
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Job ID 9004
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Career Level Others
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Experience 4-6 Years
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Industry Human Resources
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Qualifications Degree Bachelor
Job Description
About The Job:
- Role: Capital Markets Surveillance Analyst
- Location: Mumbai
- Experience: 3 -6years
Job Responsibilities:
- Review, analyze, and close alerts generated by an automated monitoring system at Level 1, following defined operating guidelines.
- Use research tools to identify publicly available information regarding transactions flagged for further investigation.
- Escalate alerts to the team manager, explaining the rationale for transactions requiring additional review at
- Record and upload alert analysis results and supporting materials for proper documentation and closure.
- Ensure timely and well-supported escalation of alerts to Level 2 investigators, including due diligence search results.
- Collaborate with team members and stakeholders, fostering teamwork and supporting process improvements.
- Adapt to changes in procedures and work scope while maintaining quality in daily alert closures.
- Meet QA standards and daily alert closure targets without compromising analysis quality.
Qualifications:
- Capital Markets certifications (preferred).
- Bachelor’s degree or higher, ideally in investment banking or a related discipline.
