Capital Markets Surveillance Analyst

Job Detail

  • Job ID 9004
  • Career Level  Others
  • Experience  4-6 Years
  • Industry  Human Resources
  • Qualifications  Degree Bachelor

Job Description

About The Job:

  • Role: Capital Markets Surveillance Analyst
  • Location: Mumbai
  • Experience: 3 -6years

Job Responsibilities:

  • Review, analyze, and close alerts generated by an automated monitoring system at Level 1, following defined operating guidelines.
  • Use research tools to identify publicly available information regarding transactions flagged for further investigation.
  • Escalate alerts to the team manager, explaining the rationale for transactions requiring additional review at
  • Record and upload alert analysis results and supporting materials for proper documentation and closure.
  • Ensure timely and well-supported escalation of alerts to Level 2 investigators, including due diligence search results.
  • Collaborate with team members and stakeholders, fostering teamwork and supporting process improvements.
  • Adapt to changes in procedures and work scope while maintaining quality in daily alert closures.
  • Meet QA standards and daily alert closure targets without compromising analysis quality.

Qualifications:

  • Capital Markets certifications (preferred).
  • Bachelor’s degree or higher, ideally in investment banking or a related discipline.

Required skills