IND Analyst – Compliance
- Full time
- Gurgaon IN
- @AON
Job Detail
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Job ID 8869
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Career Level Executive
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Experience 1-2 Years
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Industry Banking
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Qualifications Degree Bachelor
Job Description
Job Title – IND Analyst – Compliance
Position type- Full Time
Work Location- Gurgaon
Working style- Hybrid
Cab Facility- Yes
Shift Time – 8am-9pm (any 9 hours)
People Manager role: No
Required Education And Certifications Critical For The Role-
Graduation any stream
Required Years Of Experience –
1-2 years prior experience in AML/Watchlist Screening Process
Job Responsibilities
Financial Crime Compliance / Sanctions / AML Screening/Anti-Corruption
- Basic knowledge of regulatory practices in AML, Anti-Corruption, Anti Bribery, Sanctions, Adverse Media and local laws
Ensure managing the intake and processing of acceptance/giving of gifts, entertainment/hospitality in accordance with The Global Entertainments & Gifts Policy. - Gathering missing information, ensuring approvals are in place before date of event.
- Perform Third Parties Due Diligence checks which includes Sanctions Screening, Adverse Media and Licensing checks under the Anti-Corruption/Anti Bribery Acts.
- Identify beneficial ownership structures and setting them up for screening.
- Screen individuals and entities against global sanction lists issued by OFAC, EU, UN and other international and government agencies along with Adverse Media checks.
- Reviewing of individuals and business entities hit by high-risk scenarios.
- Identify potential sanctions screening matches, review to identify false positives or potential true matches.
- Carry out complex research/investigations in order to confirm whether the potential matches to global sanctions lists are actual matches according to laid down guidelines.
- Release or escalate potential matches accordingly as stipulated in the working instruction to originating business unit and relevant compliance department.
- Analyze alerts to identify close match/exact match hits based on name/country/address combination.
- Analyze refer false positive matches and make recommendations to the maintenance of the exception/internal list in a concise and detailed manner.
- Conduct reviews in accordance with the compliance policies, highlighting potential breaches to the onshore compliance teams.
- Good analytical and logical reasoning skills.
Skills/Competencies Required
- Has hands-on experience in managing Risk and Compliance workflows, Client/Third-Party Due Diligence, Watchlist Screening and Enhance Due Diligence.
- Is clear on Anti Money Laundering concepts, has good exposure to AML laws especially US Patriot Act, Bank Secrecy Act, POCA 2002, PMLA 2002 etc.
- Has Microsoft Office skills: Intermediate to Advanced Word, basic PowerPoint and Excel
- Has good writing and proof-reading skills, including the rules of grammar, spelling, and punctuation.
