KYC Operations Auditor
- Full time
- Bengaluru IN
- @PhonePe
Job Detail
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Job ID 4489
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Career Level Others
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Experience 2-4 Years
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Industry IT & BPM
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Qualifications Degree Bachelor
Job Description
Key Responsibilities:
- Audit Execution:
- Conduct thorough audits of KYC verifications that have been processed by the team.
- Evaluate the accuracy and completeness of KYC information gathered during merchant onboarding and periodic reviews.
- Verify compliance with regulatory requirements, internal policies, and SOPs being rightly followed
- Compliance Monitoring:
- Monitor KYC processes and procedures to ensure they align with regulatory changes and internal guidelines.
- Review and analyze trends and patterns in KYC data to identify potential risks or issues.
- Recommend improvements to KYC policies and procedures based on audit findings and industry best practices.
- Reporting and Communication:
- Prepare detailed audit reports summarizing findings, conclusions, and recommendations.
- Communicate audit results to management and stakeholders clearly and concisely.
- Collaborate with KYC operations teams to address audit findings and implement corrective actions.
- Training and Development:
- Provide training and guidance to KYC operations staff on regulatory requirements and audit best practices.
- Foster a culture of compliance and continuous improvement within the KYC operations function.
Eligibility:
- 2+ years of experience in KYC operations, compliance, or audit within the financial services industry.
- Strong understanding of AML (Anti-Money Laundering) regulations, KYC processes, and customer due diligence requirements.
- Excellent analytical skills with the ability to interpret complex regulatory guidelines.
- Detail-oriented and organized, with the ability to manage multiple tasks and deadlines effectively.
- Proficiency in using audit tools and software for documentation review and reporting.
Key Competencies:
- Integrity and ethical conduct.
- Analytical thinking and problem-solving skills.
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Adaptability to evolving regulatory requirements and industry trends.